Compliance Analyst (part-time), Insurance

Advertised on : 28 Jun 2019 | Closing date : 26 Sep 2019

  Job Reference : 10685

Compliance Analyst (part-time), Insurance



£45,000 per annum FTE


Job Profile

To provide regulatory and compliance advice and guidance across all areas of the group’s business.

Main Responsibilities

·          Reporting to the Head of Compliance and Company Secretarial

·          Review the PRA website on a regular basis and study all relevant Consultation Papers, Policy Statements and Briefing Notes.  Discuss these with the Head of Compliance to determine relevance and further actions.

·         Produce a monthly compliance briefing for the management team.

·         Review and update the Responsibilities map on a quarterly basis with input from HR and the Head of Compliance.

·         Co-ordinate all applications for SMR positions and submit the paperwork to the PRA.


·         Review operational policies and procedures.

·         Conduct critical outsourcing reviews.

·         Update compliance policies and procedures.


·         Conduct GABRIEL/ Reporting quarterly.

·         Prepare and submit regulatory applications

·         Conduct Risk monitoring and exceptional reporting.

·         Ensure licences are maintained and status checked.

·         Complaints monitoring – first point of contact for internal complaints. Escalate as appropriate. Monthly reporting to Head Office.

·         Maintain the Gifts & Hospitality register

·         Prepare reports to relevant committees and the Board where required.


·         Review sanctions queries received from Underwriters/ Account Executives and discuss and escalate with Head of Compliance as required.

·         This role will include ad hoc project work.

Who we are looking for

·    Minimum of 3 years’ experience working in a compliance department

Experience and knowledge of regulatory environment, preferably within insurance or financial services

Numerate and good IT skills

Strong communication skills, with the ability to work with people of all levels

Ability to build and maintain strong relations across departments

Ability to work under pressure and assist others when required

Degree level or equivalent




Eligibility to work in the UK without restriction




This is a part time role working 21 hours per week

Our Client

A leading insurance company


Functional Areas : Banking and Financial Services;Insurance Broker / Underwriter
Type of Employment : Permanent
Work Location : (London)
Salary Description : pro rata

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